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Job Description: About Us: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us! Global Business Services Global Business Services delivers Technology and Operations capabilities to Lines of Business and Staff Support Functions of Bank of America through a centrally managed, globally integrated delivery model and globally resilient operations. Global Business Services is recognized for flawless execution, sound risk management, operational resiliency, operational excellence, and innovation. In India, we are present in five locations and operate as BA Continuum India Private Limited (BACI), a non-banking subsidiary of Bank of America Corporation and the operating company for India operations of Global Business Services. Process Overview: <ul> <li>This role is part of Enterprise Independent Testing – Onsite testing.</li> <li>GBS Team supports the LOB Team in collecting, summarizing and tracking the prereview</li> </ul> reports using specific Databases, and highlights the cases not in compliance with Banks policies and regulatory requirements. Job Description: <ul> <li>Team supports the GWIM Branch Exam team in collecting, summarizing, tracking the pre-review reports using various set of databases.</li> <li>The team also liaises with the Policy implementation team to compose and disseminate updated SRO rules and regulations, or changes in policies and procedures in the form of compliance advisories.</li> <li>Under GWIM onsite testing, the scope of work will also largely mirror current GWIM Branch Examiner Examination Pre-Work. This pre-work generally includes pulling sample populations, identifying samples, creating test sheets, and gathering other indirect testing related data used in support of branch reviews and the scoping of office visits.</li> </ul> Responsibilities <ul> <li>Preparing prework requests for Branch examinations</li> <li>Preparing and publishing compliance advisories</li> <li>Traction of Branch Examination review results</li> <li>Adhere to documented SLAs, Shift schedules and maintain on-time delivery of services</li> <li>Adhere to the productivity &amp; accuracy target on cross trained functions.</li> </ul> Requirements <ul> <li>Education: Graduate in any stream</li> <li>Experience Range: 4-5 years experience</li> <li>Foundational skills:<ul> <li>Research &amp; Analytical skills</li> <li>Strong written &amp; verbal communication skills</li> <li>Experience with Microsoft Office applications – especially Excel</li> <li>Good inter-personal skills, positive attitude, team-player.</li> <li>Willingness to learn and adapt to changes.</li> <li>Should be open to working in any shift as per business requirements</li> </ul> </li> </ul> Desired skills: <ul> <li>Knowledge of various LRR’s &amp; ability to understand &amp; interpret them as per testing requirements</li> <li>Strong documentation skills</li> <li>Audit/Testing/QA Experience</li> </ul> Work Timings: (may vary as per requirement) 12:30 PM – 09:30 PM IST Job Location: GIFT / Mumbai

Bank of America

Team Member

Job Description: About Us At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us! Global Business Services Global Business Services delivers Technology and Operations capabilities to Lines of Business and Staff Support Functions of Bank of America through a centrally managed, globally integrated delivery model and globally resilient operations. Global Business Services is recognized for flawless execution, sound risk management, operational resiliency, operational excellence and innovation. In India, we are present in five locations and operate as BA Continuum India Private Limited (BACI), a non-banking subsidiary of Bank of America Corporation and the operating company for India operations of Global Business Services. Process Overview Data Infrastructure &amp; Strategic Initiatives team is responsible for all the automation aspects of testing process, ensuring quality of data, independent testing of corporate &amp; business level process and regulatory controls by providing seamless access to the appropriate data &amp; platforms required to execute the associated portfolio of tests. A test is defined in the Independent Testing Enterprise Policy as “an independent point-in-time examination of one or more processes, controls, policies and procedures or data sources utilized for managing risk to assess the effectiveness of the control environment. A test is focused on answering a specific objective and has a pre-defined pass/fail criteria.” Compliance testing may include activities such as automated surveillance and transaction level testing and may be performed onsite. Please note: This is not an application/software testing or application/software development role. Job Description* Test Automation team is responsible for automating tests within EIT inventory using Python/Sql or any other ETL tool. The role revolves around collaborating with multiple stakeholders for test execution walkthroughs to understand the problem statement, gather, and document business requirements and identifying possible candidates for automation. Once identified, the developer completes the logic building in Python/ETL tools and gets the final approval from the Test Owners within the defined SLAs. In addition, performing analysis to identify mapping of data elements is crucial to extract the correct data for development purposes. Responsibilities* <ul> <li>Participate in the initial assessment for identifying candidates for automation.</li> <li>Hold collaborative calls/requirement gathering sessions with the stakeholders for walkthroughs of the potential automation candidates.</li> <li>Identify the key databases and fields being used within the process.</li> <li>Partner with data SME, application owners to map the databases and establish connection to extract the relevant data.</li> <li>Extract the data from the database using Sql query and feed to the Python/Trifacta for logic building. Build rules within Python/Trifacta to perform the testing.</li> <li>Ensure accuracy and quality development and hold validation session with the stakeholders to get a sign-off.</li> </ul> Requirements: Education: Graduates or Post-Graduates in Computer Science, Software Engineering B.Tech/B.E./M.C.A Experience Range : 12- 15 yrs Foundational skills: <ul> <li>Worked on varied data problems; structured/unstructured and small/large.</li> <li>At least 3 years of hands-on experience on Python/Sql programming.</li> <li>Experienced in writing effective, scalable code.</li> <li>Good experience with MS-Excel and PowerPoint presentations.</li> <li>Strong analytical, reasoning and problem-solving aptitude. Ability to articulate complex technical requirements in a lucid manner and is relevant to business use cases.</li> <li>Excellent communication and interpersonal skills.</li> <li>Flexible to shift changes at short notice.</li> <li>A go-getter and a self-starter with willingness to learn and adapt to changes.</li> <li>Ability to work cross-functionally, and across borders to effectively execute the business goals.</li> </ul> Desired skills: <ul> <li>Any experience in Operational Risk, Audit or Compliance domain</li> <li>Exposure to Trifacta platform</li> <li>Working knowledge of JIRA</li> <li>Automation acumen</li> </ul> Work Timings: 12:30 PM - 9:30 PM/1:30 PM – 10:30 PM Job Location: GIFT City, Gandhinagar

Senior Manager - R

Job Description: About Us: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We’re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization. Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us! Global Business Services Global Business Services delivers Technology and Operations capabilities to Lines of Business and Staff Support Functions of Bank of America through a centrally managed, globally integrated delivery model and globally resilient operations. Global Business Services is recognized for flawless execution, sound risk management, operational resiliency, operational excellence, and innovation. In India, we are present in five locations and operate as BA Continuum India Private Limited (BACI), a non-banking subsidiary of Bank of America Corporation and the operating company for India operations of Global Business Services. Process Overview GBAM Trade Surveillance team monitors firm’s trading activity from a market abuse/market manipulation perspective. Global trade surveillance activities are designed to adhere to financial services laws, rules and regulations to determine whether key controls are operating as intended and are effective in terms of mitigating compliance risk (e.g. compliance policy, standard or procedure). Continuous surveillance of business activities is performed through automated systems (SMARTS, Actimize etc.) and filters. Surveillance is also performed through patterns and trends analysis, and manual reviews. This team in EIT Trade surveillance will work very closely with the EIT Regional Trade Suverillance teams to conduct surevillance efforts on equity, fixed income and derivatives trading. Job Description Individuals will be part of the Enterprise Independent Testing (EIT) Trade Surveillance group supporting one of the global regions US, EMEA, APR, LATAM or Canada. Individual will be responsible for monitoring trading activities across multiple asset classes for market abuse and market manipulation. The individuals will also be responsible for investigating potential compliance issues with multiple levels of management for appropriate disposition and regulatory reporting. Responsibilities : <ul> <li>Act as an SME for the team and conduct regular training session on the process related topics.</li> <li>Work as the backup for the team manager by handling allocation and process related queries.</li> <li>Conduct training session for the new joiners in the team and also act as a buddy to them till they get hands on with the models.</li> <li>Conduct trade surveillance to monitor market abuse and market manipulation across asset classes (equity, fixed income and derivatives trading)</li> <li>Perform trade surveillance for alerts for restricted and watch listed securities.</li> <li>Monitor trading activity using various exceptions based reports.</li> <li>Analyze T+1 trading data on trade surveillance platforms for potential compliance issues.</li> <li>Investigate potential compliance issues with management and document findings.</li> <li>Work with the global compliance teams to document findings and regulatory reports.</li> <li>Analyze and organize data, identifying any trends in a timely manner.</li> <li>Maintain accurate, organized and current compliance records and documentation in a manner consistent with the department’s needs.</li> <li>Work with global teams to reduce the ageing scenarios and maintain TAT.</li> <li>Constant interaction with Line of Business compliance teams on various projects and surveillance related initiatives.</li> </ul> Requirements Education: Post Graduate in any field Certifications: NCFM Certifications will be an added advantage Experience Range: <ul><li>7-12 years of experience in Trade Surveillance, capital markets operations with a thorough understanding of trade life cycle</li></ul> Mandatory Skills: <ul> <li>Strong product knowledge in capital markets, Understanding of Fixed income products/Derivatives and structured product</li> <li>Excellent English written and verbal communication skills</li> <li>Experience in Pre-trade / Post-trade / Real Time Surveillance</li> <li>Strong analytical, interpersonal, organizational, and time management skills</li> <li>Experience with SMARTS / Actimize </li> <li>Excel skills and attention to detail</li> <li>Strong Team Player</li> </ul> Shift Timings: IST 12.30 PM to 09.30 PM Location: GIFT City, Gandhinagar

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